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Evolution and Natural Selection |
Nature encourages
no looseness, pardons no errors
- Ralph Waldo Emerson
I
have called this principle, by which each slight variation, if useful,
is preserved, by the term Natural Selection.
- Charles
Darwin, The Origin of Species
In this lesson, we wish to ask:
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How did observations in nature lead
to the formulation of the theory of evolution?
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What are the main points of Darwin's
theory of evolution?
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How does the process of natural selection
work?
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What evidence do we have for local adaptation?
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How can natural selection affect the
frequency of traits over successive generations?
The (R)Evolution of Theory
The theory of evolution is one of the
great intellectual revolutions of human history, drastically changing our
perception of the world and of our place in it. Charles Darwin put forth
a coherent theory of evolution and amassed a great body of evidence in
support of this theory. In Darwin's time, most scientists fully believed
that each organism and each adaptation was the work of the creator. Linneaus
established the system of biological classification that we use today,
and did so in the spirit of cataloguing God's creations.
In other words, all of the similarities
and dissimilarities among groups of organisms that are the result of the
branching process creating the great tree of life (see Figure 1),
were viewed by early 19th century philosophers and scientists as a consequence
of omnipotent design.
Figure 1: A phylogenetic "tree of life" constructed by
computer analysis of cyochrome c molecules in the organisms shown; there
are as many different trees of life as there are methods of analysis for
constructing them. |
However, by the 19th Century, a number
of natural historians were beginning to think of evolutionary change as
an explanation for patterns observed in nature. The following ideas were
part of the intellectual climate of Darwin's time.
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No one knew how old the earth was, but
geologists were beginning to make estimates that the earth was considerably
older than explained by biblical creation. Geologists were learning more
about
strata, or layers formed by successive periods of the deposition
of sediments. This suggested a time sequence, with younger strata overlying
older strata.
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A concept called uniformitarianism,
due largely to the influential geologist Charles Lyell, undertook to decipher
earth history under the working hypothesis that present conditions and
processes are the key to the past, by investigating ongoing, observable
processes such as erosion and the deposition of sediments.
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Discoveries of fossils were accumulating
during the 18th and 19th centuries. At first naturalists thought they were
finding remains of unknown but still living species. As fossil finds continued,
however, it became apparent that nothing like giant dinosaurs was known
from anywhere on the planet. Furthermore, as early as 1800, Cuvier pointed
out that the deeper the strata, the less similar fossils were to existing
species.
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Similarities among groups of organisms
were considered evidence of relatedness, which in turn suggested evolutionary
change. Darwin's intellectual predecessors accepted the idea of evolutionary
relationships among organisms, but they could not provide a satisfactory
explanation for how evolution occurred.
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Lamarck is the most famous of these.
In 1801, he proposed organic evolution as the explanation for the physical
similarity among groups of organisms, and proposed a mechanism for adaptive
change based on the inheritance of acquired characteristics. He wrote of
the giraffe:
"We
know that this animal, the tallest of mammals, dwells in the interior of
Africa, in places where the soil, almost always arid and without herbage,
obliges it to browse on trees and to strain itself continuously to reach
them. This habit sustained for long, has had the result in all members
of its race that the forelegs have grown longer than the hind legs and
that its neck has become so stretched, that the giraffe, without standing
on its hind legs, lifts its head to a height of six meters."
In essence, this says that the necks of Giraffes became long as a result
of continually stretching to reach high foliage. Larmarck was incorrect in the
hypothesized mechanism, of course,
but his example makes clear that naturalists were thinking about the possibility
of evolutionary change in the early 1800's.
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Darwin was influenced by observations
made during his youthful voyage as naturalist on the survey ship Beagle.
On the Galapagos Islands he noticed the slight variations that made tortoises
from different islands recognizably distinct. He also observed a whole
array of unique finches, the famous "Darwin's finches," that exhibited
slight differences from island to island. In addition, they all appeared
to resemble, but differ from, the common finch on the mainland of Ecuador,
600 miles to the east. Patterns in the distribution and similarity of organisms
had an important influence of Darwin's thinking. The picture at the top of this
page is of Darwin's own sketches of finches in his Journal of Researches.
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In 1858, Darwin published his famous
On
the Origin of Species by Means of Natural Selection, a tome of over
500 pages that marshalled extensive evidence for his theory. Publication
of the book caused a furor - every copy of the book was sold the day that
it was released. Members of the religious community, as well as some scientific
peers, were outraged by Darwin's ideas and protested. Most scientists,
however, recognized the power of Darwin's arguments. Today, school boards
still debate the validity and suitability of Darwin's theory in science
curricula, and a whole body of debate has grown up around the controversy
(see the WWW site Talk.Origins
for an ongoing dialogue). We do not have time to cover all of Darwin's
evidence and arguments, but we can examine the core ideas.
What does
this theory of evolution say?
Darwin's Theory
Darwin's theory of evolution has four
main parts:
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Organisms have changed over time, and
the ones living today are different from those that lived in the past.
Furthermore, many organisms that once lived are now extinct. The world
is not constant, but changing. The fossil record provided ample evidence
for this view.
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All organisms are derived from common
ancestors by a process of branching. Over time, populations split into
different species, which are related because they are descended from a
common ancestor. Thus, if one goes far enough back in time, any pair of
organisms has a common ancestor. This explained the similarities of organisms
that were classified together -- they were similar because of shared traits
inherited from their common ancestor. It also explained why similar species
tended to occur in the same geographic region.
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Change is gradual and slow, taking place
over a long time. This was supported by the fossil record, and was consistent
with the fact that no naturalist had observed the sudden appearance of
a new species. [This is now contested by a view of episodes of rapid change
and long periods of stasis, known as
punctuated
equilibrium].
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The mechanism of evolutionary change
was natural selection. This was the most important and revolutionary part
of Darwin's theory, and it deserves to be considered in greater detail.
The Process of Natural Selection
Natural selection is a process that
occurs over successive generations. The following is a summary of Darwin's
line of reasoning for how it works (see Figure 2).
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If all the offspring that organisms
can produce were to survive and reproduce, they would soon overrun the
earth. Darwin illustrated this point by a calculation using elephants.
He wrote:
"The elephant
is reckoned the slowest breeder of all known animals, and I have taken
some pains to estimate its probable minimum rate of natural increase; it
will be safest to assume that it begins breeding when 30 years old and
goes on breeding until 90 years old; if this be so, after a period from
740 to 750 years there would be nearly 19 million elephants descended from
this first pair."
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| Figure 2: The Process of Natural
Selection |
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This unbounded population growth resembles
a simple geometric series (2-4-8-16-32-64..) and quickly reaches infinity.
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As a consequence, there is a "struggle"
(metaphorically) to survive and reproduce, in which only a few individuals
succeed in leaving progeny.
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Organisms show variation in characters
that influence their success in this struggle for existence. Individuals
within a population vary from one another in many traits. (Animal behavioralists
making long-term studies of chimps or elephants soon recognize every individual
by its size, coloration, and distinctive markings.)
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Offspring tend to resemble parents,
including in characters that influence success in the struggle to survive
and reproduce.
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Parents possessing certain traits that
enable them to survive and reproduce will contribute disproportionately
to the offspring that make up the next generation.
To the extent that offspring resemble
their parents, the population in the next generation will consist of a
higher proportion of individuals that possess whatever adaptation enabled
their parents to survive and reproduce.
The well-known example of camouflage
coloration in an insect makes for a very powerful, logical argument for
adaptation by natural selection. Development of such coloration, which
differs according to the insect's environment, requires variation.
The variation must influence survival and reproduction (fitness), and it
must be inherited.
During the early and middle 20th Century, genetics
became incorporated into evolution, allowing us to define natural selection this way:
| Natural Selection is the
differential reproduction of genotypes. |
Natural Selection Requires...
For natural selection to occur, two
requirements are essential:
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There must be heritable variation for
some trait. Examples: beak size, color pattern, thickness of skin, fleetness.
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There must be differential survival
and reproduction associated with the possession of that trait.
Unless both these requirements are met,
adaptation by natural selection cannot occur.
Some examples:
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If some plants grow taller than others
and so are better able to avoid shading by others, they will produce more
offspring. However, if the reason they grow tall is because of the soil
in which their seeds happened to land, and not because they have the genes
to grow tall, than no evolution will occur.
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If some individuals are fleeter than
others because of differences in their genes, but the predator is so much
faster that it does not matter, then no evolution will occur (e.g. if cheetahs
ate snails).
In addition, natural selection can only
choose among existing varieties in a population. It might be very useful
for polar bears to have white noses, and then they wouldn't have to cover
their noses with their paws when they stalk their prey. The panda could
have a much nicer thumb than the clumsy device that it does have.
When we incorporate genetics
into our story, it becomes more obvious why the generation of new variations
is a chance process. Variants do not arise because they are needed. They
arise by random processes governed by the laws of genetics. For today,
the central point is the chance occurrence of variation, some of which
is adaptive, and the weeding out by natural selection of the best adapted
varieties.
Evidence of Natural Selection
Let's look at an example to help make
natural selection clear.
Industrial melanism is a phenomenon
that affected over 70 species of moths in England. It has been best studied
in the peppered moth,
Biston betularia. Prior to 1800, the typical
moth of the species had a light pattern (see Figure 3). Dark colored
or melanic moths were rare and were therefore collectors' items.
Figure 3. Image of Peppered Moth |
During the Industrial Revolution,
soot and other industrial wastes darkened tree trunks and killed off lichens.
The light-colored morph of the moth became rare and the dark morph became
abundant. In 1819, the first melanic morph was seen; by 1886, it was far
more common -- illustrating rapid evolutionary change.
Eventually light morphs were common
in only a few locales, far from industrial areas. The cause of this change
was thought to be selective predation by birds, which favored camouflage
coloration in the moth.
In the 1950's, the biologist Kettlewell
did release-recapture experiments using both morphs. A brief summary of
his results are shown below. By observing bird predation from blinds, he
could confirm that conspicuousness of moth greatly influenced the chance
it would be eaten.
Recapture Success
|
light moth |
dark moth |
| non-industrial woods |
14.6 % |
4.7 % |
| industrial woods |
13 % |
27.5 % |
Local Adaptation - More Examples
So far in today's lecture we have emphasized
that natural selection is the cornerstone of evolutionary theory. It provides
the mechanism for adaptive change. Any change in the environment (such
as a change in the background color of the tree trunk that you roost on)
is likely to lead to local adaptation. Any widespread population is likely
to experience different environmental conditions in different parts of
its range. As a consequence it will soon consist of a number of sub-populations
that differ slightly, or even considerably.
The following are examples that illustrate
the adaptation of populations to local conditions.
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The rat snake, Elaphe obsoleta,
has recognizably different populations in different locales of eastern
North America (see Figure 4). Whether these should be called geographic
"races" or subspecies is debatable. These populations all comprise one
species, because mating can occur between adjacent populations, causing
the species to share a common gene pool (see the
previous
lecture on speciation).
Figure 4: Subspecies of the rat
snake Elaphe obsoleta, which interbreed where their ranges meet.
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Galapagos finches are the famous example
from Darwin's voyage. Each island of the Galapagos that Darwin visited
had its own kind of finch (14 in all), found nowhere else in the world.
Some had beaks adapted for eating large seeds, others for small seeds,
some had parrot-like beaks for feeding on buds and fruits, and some had
slender beaks for feeding on small insects (see Figure 5). One used
a thorn to probe for insect larvae in wood, like some woodpeckers do. (Six
were ground-dwellers, and eight were tree finches.) (This diversification
into different ecological roles, or
niches, is thought to be necessary
to permit the coexistence of multiple species, a topic we will examined
in a later lecture.) To Darwin, it appeared that each was slightly modified
from an original colonist, probably the finch on the mainland of South
America, some 600 miles to the east. It is probable that adaptive radiation
led to the formation of so many species because other birds were few or
absent, leaving empty niches to fill; and because the numerous islands
of the Galapagos provided ample opportunity for geographic isolation.
Figure 5
Stabilizing, Directional, and Diversifying
Selection
Finally, we will look at a statistical
way of thinking about selection. Suppose that each population can be portrayed
as a frequency distribution for some trait -- beak size, for instance.
Note again that variation in a trait is the critical raw material for evolution
to occur.
What will the frequency distribution
look like in the next generation?
Figures 6a-c
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First, the proportion of individuals
with each value of the trait (size of beak, or body weight) might be exactly
the same. Second, there may be directional change in just one direction.
Third (and with such rarity that its existence is debatable), there might
be simultaneous change in both directions (e.g. both larger and smaller
beaks are favored, at the expense of those of intermediate size). Figures
6a-c capture these three major categories of natural selection.
Figure 7
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Under stabilizing selection,
extreme varieties from both ends of the frequency distribution are eliminated.
The frequency distribution looks exactly as it did in the generation before
(see Figure 6a). Probably this is the most common form of natural
selection, and we often mistake it for no selection. A real-life example
is that of birth weight of human babies (see Figure 7).
Under directional selection,
individuals at one end of the distribution of beak sizes do especially
well, and so the frequency distribution of the trait in the subsequent
generation is shifted from where it was in the parental generation (see
Figure 6b). This is what we usually think of as natural selection.
Industrial melanism was such an example.
Figure 8 |
The fossil lineage of the horse provides
a remarkable demonstration of directional succession. The full lineage
is quite complicated and is not just a simple line from the tiny dawn horse
Hyracotherium
of the early Eocene, to today's familiar
Equus. Overall, though,
the horse has evolved from a small-bodied ancestor built for moving through
woodlands and thickets to its long- legged descendent built for speed on
the open grassland. This evolution has involved well- documented changes
in teeth, leg length, and toe structure (see Figure 8).
Under diversifying (disruptive)
selection, both extremes are favored at the expense of intermediate
varieties (see Figure 6c). This is uncommon, but of theoretical
interest because it suggests a mechanism for species formation without
geographic isolation (see the
previous
lecture on speciation).
Summary
Darwin's theory of evolution fundamentally
changed the direction of future scientific thought, though it was built
on a growing body of thought that began to question prior ideas about the
natural world.
The core of Darwin's theory is natural
selection, a process that occurs over successive generations and is defined
as the differential reproduction of genotypes.
Natural selection requires heritable
variation in a given trait, and differential survival and reproduction
associated with possession of that trait.
Examples of natural selection are
well-documented, both by observation and through the fossil record.
Selection acts on the frequency of
traits, and can take the form of stabilizing, directional, or diversifying
selection.
Suggested Readings
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Darwin, C. 1958. On the Origin
of Species by Means of Natural Selection, or, the Preservation of Favoured
Races in the Struggle for Life. London: J. Murray.
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Futuyma, D.J. 1986. Evolutionary
Biology. Sunderland, Mass: Sinauer Associates, Inc.
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Dawkins, R. 1989. The Selfish Gene.
Oxford: Oxford University Press.
Copyright Regents of the University of Michigan unless noted otherwise.
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